Sources

> Disclaimer: This content is for educational and reference purposes for software builders only. It does not constitute legal, financial, or regulatory advice.

Primary Legislation

  • MiFID II Directive 2014/65/EU: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065
  • MiFIR Regulation 600/2014: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600
  • PRIIPs Regulation 1286/2014: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R1286
  • EMIR Regulation 648/2012: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32012R0648
  • MAR Regulation 596/2014: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0596

Regulatory Technical Standards

  • RTS 22 - Transaction Reporting: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0590
  • RTS 27 - Execution Quality (Venues): https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0575
  • RTS 28 - Execution Quality (Firms): https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0576
  • RTS 6 - Algorithmic Trading: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0589
  • RTS 1 - Equity Transparency: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0587
  • RTS 2 - Non-Equity Transparency: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R0583

ESMA Resources

  • ESMA MiFID II Q&A: https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii
  • ESMA FIRDS (Financial Instrument Reference Data): https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_firds
  • ESMA DVC data (Double Volume Cap): https://www.esma.europa.eu/databases-library/dvc-data
  • ESMA RTS 27 data (Execution quality): https://www.esma.europa.eu/databases-library/mifid-ii-rts27-data
  • ESMA transaction reporting Q&A: https://www.esma.europa.eu/sites/default/files/library/esma70-1861941480-56_qas_mifir_data_reporting.pdf

GLEIF (LEI Validation)

  • GLEIF LEI Search API: https://www.gleif.org/en/lei-data/gleif-lei-look-up-api/
  • GLEIF Golden Copy data: https://www.gleif.org/en/lei-data/gleif-concatenated-file/

Technical Tools for Builders

  • ISO 10383 MIC codes (execution venues): https://www.iso20022.org/market-identifier-codes
  • ISO 6166 ISIN standard: https://www.anna-web.org/standards/isin-iso-6166/
  • ESMA validation rules for transaction reports: https://www.esma.europa.eu/sites/default/files/library/esma65-11-1193_mifir_transaction_reporting_validation_rules.xlsx